Program Details

Identifying and Litigating Claims Against Stockbrokers and Investment Advisers

Content Partner:  NBI, Inc (National Business Institute, Inc.)
Price: $209.00*
This program is no longer available.

* Applicable Membership or Subscription discounts will be added in your shopping cart


The financial market meltdown has caused large, realized and unrealized losses to investors of all sorts - and will continue to do so. Bringing and defending these cases more than ever before requires the practitioner to understand the products being sold, the investor purchasing the products and how these products were presented at the time of purchase. Don't miss this opportunity to gain the knowledge you need to successfully handle these cases when they come your way. Register today!

  • Gain a better understanding of derivative products sold, including securitized mortgage portfolios.
  • Recognize the responsibilities of individual and institutional investment professionals.
  • Explore the causes of action individuals may bring on their own and find out how to defend against them.
  • Learn the most effective ways to explain causes of action and defenses to arbitration panels.

Practice Areas: Corporate & Securities, White Collar Crime & Criminal Investigations
Online Media Type: Podcast
Production Date: 07/15/2009
Level: Intermediate
Category: Standard
Duration: 1 Hours, 35 Minutes
Online Format: On Demand

Podcast Accreditation Information

If you are seeking MCLE credit, please be sure to read both documents provided in My Programs after purchase of the podcast in their entirety.

MCLE Credit is only available for states listed in the "Podcast Accreditation" section on this page. MCLE credit may not be requested for states not listed.

A verification code will be provided at a random point within the audio file. There will be a separate code for each hour of the program. Please be sure to note each verification code.

People who bought this program also bought:
There are no current recommendations
E-mail a colleague about this program.
Total Credits: 1.5
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Self-Study

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

Check your state requirements and get contact information.
John A. Bender - Ryan, Swanson & Cleveland, PLLC
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.

Page Disclaimer
No page disclaimer found.
Home |  Search |  CLE Requirements |  Site Map
Content Partners |  Technical Requirements |  Help |  Contact Us
About Us |  Privacy Statement
RSS Feeds RSS Feeds
© 2019 Thomson Reuters