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Description: Are you a master sensei when it comes to the 1933 Securities Act and 1934 Exchange Act but lost when someone refers to the 1940 Act? This webinar will help you learn all you need to know about both the Investment Company of 1940 Act and the Investment Advisers Act of 1940.
Course Content:
Gary J. Ross of Jackson Ross PLLC answers questions such as:
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Why are there two 1940 Acts?
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What problem were these acts trying to solve?
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Do I need to know about both?
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Why are companies always trying to be exempt from the investment company definition?
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Are there any benefits to being deemed an investment company?
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Are mutual funds and hedge funds considered investment companies?
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Who is considered an investment adviser?
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What investor protections do the acts provide?
Practice Area: Corporate & Securities
Speaker and Bio: Gary J. Ross is the founder of the corporate law boutique Jackson Ross PLLC, which caters to the legal needs of startups and private equity funds and investors in each. Jackson Ross clients include AngelList, Hedgeable, and Serval Ventures. Prior to founding Jackson Ross, Mr. Ross worked in the corporate transactions and securities practice groups at Sidley Austin in New York, Alston & Bird in Washington DC, and Holland & Knight in Atlanta. From 2009 to 2012, Mr. Ross served in the U.S. Department of the Treasury, where he oversaw contractors and financial agents engaged by Treasury to provide asset management and advisory services relating to the Troubled Asset Relief Program (TARP). Mr. Ross teaches Continuing Legal Education programs on securities law and capital-raising, and is a frequent speaker on ethics for legal practitioners. He has been quoted in articles in the New York Times and the Associated Press.
 | | Practice Areas: | | Corporate & Securities, Securities & SEC Regulation | | | Online Media Type: | | Audio | | | Production Date: | | 02/16/2016 | | | Level: | | Intermediate | | | Category: | | Standard | | | Duration: | | 1 Hours, 3 Minutes | | | Online Format: | | On Demand | | | Course Type: | | Public |
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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.
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| | • | Gary J. Ross - Founder, Jackson Ross PLLC |
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