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Program Details
Live

Derivative Regulation Under the Dodd-Frank Act



Content Partner:  Chicago Bar Association
Price: $195.00*
Member Price:  $130.00
This program is no longer available.

* Applicable Membership or Subscription discounts will be added in your shopping cart

Description:

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Act") is one of the most significant and sweeping financial regulatory reforms since the Great Depression.  Through Title VII of the Act, the Commodity Futures Trading Commission (“CFTC”) and the Securities Exchange Commission (“SEC”) now have broad authority to regulate derivative transactions as well as market participants.  Two interactive panels comprised of industry leading attorneys will discuss Title VII in the context of current federal agency rule making.   A separate presentation will address the issues faced by municipal entities under the Act. Any attorney that has or expects to have clients engaging in financial derivatives will benefit from this program.

Topics:

  • Status of CFTC and SEC rule making
  • Mandatory Centralized Clearing
  • The Commercial End-User Exemption
  • Eligible Contract Participant Definition and Consequences
  • Swap Dealers and Major Swap Participants
  • Capital and Margin Requirements
  • Trade Reporting and Swap Data Repositories


Practice Areas: Banking & Finance Law, Corporate & Securities, Securities & SEC Regulation
Online Media Type: Video
Production Date: 03/11/2011 2:00 PM EST
Level: Intermediate
Category: Standard
Duration: 3 Hours, 30 Minutes
Online Format: Live
Course Type: Public

Click here for information on subscription discounts and Group Viewing opportunities.

Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 

 

West LegalEdcenter will not provide accreditation for states not listed. 



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This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing west.wlec-sales@thomson.com.







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Credit Eligibility:
Click on the jurisdiction to view credit eligibility details for this program

AK, AR, AZ, CA, CO, CPE-NASBA, ME, MO, MT, ND, NJ, NY-EXPER, OK, VI, VT, WV
Alaska
Total Credits: 3.25
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

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Speakers:
Barry Taylor-Brill - Managing Counsel, Wells Fargo Law Department
Christian Johnson - Moderator, Professor, University of Utah College of Law
Paul Forrester - Partner, Mayer Brown LLP
Ross Pazzol - Partner, Katten Muchin Rosenman LLP
David Kates - Partner, Jones Day
Michael O'Brien - Moderator, Partner, Winston & Strawn LLP
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.


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