This live and recorded web based CLE will provide attendees with an introduction to the SEC’s “Phase 2” cyber exam sweep letter and other related financial services cybersecurity and privacy framework. This letter asks recipients to deliver, in advance, over 60 cyber-related items. This seminar will help lawyers advise their clients who are seeking to understand if their client is prepared to fulfill such an in-depth request. The panelists will provide insights to lawyers who are advising clients on how to respond to the cyber sweep letter, and will review the regulatory landscape surrounding this and related topics. This seminar also offers an opportunity to hear industry leaders discuss the SEC 2017 risk alert and 2018 cybersecurity guidance.
Topics that will be discussed:
1. SEC and federal regulations relating to cybersecurity or client privacy specific to financial services
2. Review cyber sweep exam letter
3. Impact of new SEC cybersecurity guidance
The course is brought to you by the Global Cyber Institute and Thomson Reuters. It is taught by Daniel Garrie, Law and Forensics, Jason Nagi, Polsinelli, and Daniel Silver, Clifford Chance.
If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance. Credit totals for other formats are for complete programs. Partial credit is not available for any online or downloadable format.
West LegalEdcenter will not provide accreditation for states not listed.
This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing west.wlec-sales@thomson.com.