Program Details
On Demand

Securities Fraud 2012: Recent Developments in Enforcement and How SEC Administrative Trials May Alter the Landscape



Content Partner:  Boston Bar Association
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Price: $155.00*
Member Price:  $125.00

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Description:

Attend this annual program to stay current with the issues and hot topics relating to securities enforcement.  Two distinct panels will discuss SEC and DOJ developments, and how SEC administrative trials may alter the landscape. 

Panel I –  SEC / DOJ Developments and Outlook
 
Moderator: 
Diana Lloyd, Esq.
 
Choate, Hall & Stewart LLP
  
Carmen Ortiz, Esq.
U.S. Attorney for the District of Massachusetts

David Bergers, Esq.
District Administator, Securities & Exchange Commission, Boston Regional Office

John J. Falvey, Jr., Esq.
Goodwin Procter LLP
 
Paul  G.  Levenson, Esq.
Chief, Economic Crimes Unit, U.S. Attorney's Office, District of Massachusetts

R. Daniel O'Connor, Esq.
Ropes & Gray LLP
 

Panel II – SEC Administrative Trials: The Rules of the Road and How They Played Out
 
Moderator:
Michele L. Adelman, Esq.
Foley Hoag LLP
  
Luke T. Cadigan, Esq.
K & L Gates
 
Ian D. Roffman, Esq.
Nutter McClennen & Fish LLP

Mark W. Pearlstein, Esq.
McDermott, Will & Emery

John F. Sylvia, Esq.
Mintz Levin Cohn Ferris Glovsky and Popea PC


Specific topics will include:

• Priorities and new initiatives at the SEC -- cooperation incentives and specialized enforcement units
• Impact of the Dodd-Frank whistleblower rules
• Criminal securities law enforcement by the U.S. Attorney's Office 
• The SEC's renewed interest in executive compensation clawbacks under Sarbanes Oxley
• The continued focus on insider trading 
• SEC policy on settlements without admissions
• Baseline differences between SEC Administrative and Federal District Court Trials  
• Pros and cons of administrative proceedings from the SEC and defense perspectives  
• Issues in particular a dministrative trials and how the  a dministrative procedure impacted these trials
• The impact of the administrative procedure on the result



Practice Areas: Corporate & Securities, Criminal Law & Procedure, Securities & SEC Regulation, White Collar Crime
Online Media Type: Video, Audio
Production Date: 05/16/2012
Level: Intermediate
Category: Standard
Duration: 2 Hours, 30 Minutes
Online Format: On Demand

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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 

 

West LegalEdcenter will not provide accreditation for states not listed. 



This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing sales@westlegaledcenter.com.







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Total Credits: 2.5
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

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Speakers:
Carmen Ortiz, Esq. - U.S. Attorney for the District of Massachusetts
David Bergers, Esq. - District Administator, Securities & Exchange Commission, Boston Regional Office
John F. Sylvia, Esq. - Mintz Levin Cohn Ferris Glovsky and Popea PC
John J. Falvey, Jr. - Goodwin Procter LLP
R. Daniel O'Connor - Ropes & Gray LLP
Luke T. Cadigan - K & L Gates
Paul G. Levenson - Chief, Economic Crimes Unit, U.S. Attorney's Office, District of Massachusetts
Mark W. Pearlstein, Esq. - McDermott, Will & Emery
Diana Lloyd, Esq. - Choate, Hall & Stewart LLP
Michele L. Adelman - Foley Hoag LLP
Ian Roffman - Nutter McClennen & Fish LLP
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.


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