The federal government has constructed the most sweeping overhaul of the financial services industry since the Great Depression. The regulatory structure for bank holding companies, non banking companies, and financial market utilities is meant to locate and address systemic risks before they create the kind of damage that has shaken financial markets worldwide. This highly informative webcast will examine the details of that regulatory structure.
The panel includes attorneys with a significant depth of financial services experience both in private practice and with key government agencies such as the FDIC, the Federal Reserve Board, the SEC, and the Office of the Comptroller of the Currency. Among the topics they will discuss:
- Procedures for designation and appeal of systemic designation
- Heightened prudential supervision?
- Standards on activities and practices
- The impact of the Volcker rule
- Requirements and issues related to living wills
- Seizure and receivership of systemically significant companies
This program is one of a three-part series on the financial services reform package. Other webcasts in this series are: The New Regulation of Banks & Non-banks and Enforcement, Governance & Consumer Protection.
If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance. Credit totals for other formats are for complete programs. Partial credit is not available for any online or downloadable format.
West LegalEdcenter will not provide accreditation for states not listed.
This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing west.wlec-sales@thomson.com.
