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Description: All companies, regardless of their size, business model and scope of activities, must understand and comply with a plethora of laws and regulations in diverse areas such as employment, health and safety, intellectual property, real property, tax, antitrust, finance, securities law and consumer protection. Compliance issues are even more difficult given that the legal and regulatory environment is continuously changing as technology evolves and the public and legislators turn to new areas of concern. Another factor driving investment in compliance activities has been expansion of international operations and the new to fulfill the requirements imposed under export/import laws and laws pertaining to business relationships with foreign agents.
Given the complex legal environment that applies to every business organization, it is essential for companies to develop processes and procedures to conduct voluntary and self-analytical legal and compliance audits on a regular basis. This program will provide you with the tools that you need in order to assist your clients in efficiently conducting compliance audits.
Topics covered in the program including benefits of compliance audits, possible subject matter for compliance audits, guidelines for conducting effective compliance audits and reviewing existing compliance policies and procedures, preparation of the final report for a compliance audit, and implementation and monitoring of remedial actions. The program will include suggestion for building and maintaining a practice toolkit for compliance audit from materials available in Business Transactions Solutions.
 | | Practice Areas: | | Business Organizations & Contracts | | | Online Media Type: | | Audio | | | Production Date: | | 09/08/2015 1:00 PM EDT | | | Level: | | Intermediate | | | Category: | | Standard | | | Duration: | | 1 Hours, 0 Minutes | | | Online Format: | | Live | | | Course Type: | | Public |
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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.
If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance. Credit totals for other formats are for complete programs. Partial credit is not available for any online or downloadable format.
West LegalEdcenter will not provide accreditation for states not listed.
CLE Scholarship information
Tuition Assistance for legal professionals taking our programs. Learn more about the program.
This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing west.wlec-sales@thomson.com.
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West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.
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| | • | Alan S. Gutterman - Principal, Gutterman Law & Business |
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