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Program Details

Compliance Audits: An Essential Tool for Protecting Your Client from Legal Troubles

Content Partner:  West LegalEdcenter
Price: $165.00*
This program is no longer available.

* Applicable Membership or Subscription discounts will be added in your shopping cart

Description: All companies, regardless of their size, business model and scope of activities, must understand and comply with a plethora of laws and regulations in diverse areas such as employment, health and safety, intellectual property, real property, tax, antitrust, finance, securities law and consumer protection.  Compliance issues are even more difficult given that the legal and regulatory environment is continuously changing as technology evolves and the public and legislators turn to new areas of concern.  Another factor driving investment in compliance activities has been expansion of international operations and the new to fulfill the requirements imposed under export/import laws and laws pertaining to business relationships with foreign agents.  

Given the complex legal environment that applies to every business organization, it is essential for companies to develop processes and procedures to conduct voluntary and self-analytical legal and compliance audits on a regular basis.  This program will provide you with the tools that you need in order to assist your clients in efficiently conducting compliance audits. 

Topics covered in the program including benefits of compliance audits, possible subject matter for compliance audits, guidelines for conducting effective compliance audits and reviewing existing compliance policies and procedures, preparation of the final report for a compliance audit, and implementation and monitoring of remedial actions. The program will include suggestion for building and maintaining a practice toolkit for compliance audit from materials available in Business Transactions Solutions.

Practice Areas: Business Organizations & Contracts
Online Media Type: Audio
Production Date: 09/08/2015 1:00 PM EDT
Level: Intermediate
Category: Standard
Duration: 1 Hours, 0 Minutes
Online Format: Live

Click here for information on subscription discounts and Group Viewing opportunities.

Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 


West LegalEdcenter will not provide accreditation for states not listed. 

This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing

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Total Credits: 1
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

Check your state requirements and get contact information.
Alan S. Gutterman - Principal, Gutterman Law & Business
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.

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