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Description:
The SEC on July 10, 2013 adopted new rules that eliminate the current prohibition against general solicitation and advertising in certain Rule 506 and in Rule 144A securities offerings and expand the bar on “bad actors” from participating in private securities offerings. In addition, the SEC issued proposed rules that would provide the SEC and the public with additional information where general solicitation and advertising are used in Rule 506 offerings. Register today for this engaging program to gain the latest insights and the most timely updates around the SEC’s actions, including:
• Elimination of the ban on use of general solicitation and advertising
• Disqualification of bad actors
• Proposed rule covering rule 506 offerings using general solicitation and advertising
• Impact of the rules
YOUR SPEAKERS;
Katayun I. Jaffari is recognized as a leader in the fields of corporate governance and securities. Ms. Jaffari devotes her practice to the handling of complex securities transactions for businesses in a variety of industries, including biotechnology, energy, and technology. Advising clients in deals that have reached the multibillion-dollar range. She has broad experience in business finance, including public offerings, stock-for-stock mergers, private placements of common stock, and offerings of convertible notes. Her practice also includes business counseling, capital raising, and mergers and acquisitions.
Debbie A. Klis concentrates on transactional matters in an array of business, securities, and tax issues. She is known for her work with investment management companies, including the formation and operation of EB-5 immigration investment funds, hedge funds, private equity funds, SPACs, real estate funds, oil and gas funds, and international master-feeder structures. Ms. Klis also has significant experience with financial products, including derivatives, and global equity offerings with multimillion-dollar deal values. Her clients include placement agents, issuers, broker-dealers, investment banks and multinational financial institutions, funds, investment advisers, investment companies, and banks.
| Practice Areas: | | Banking & Finance Law, Broker-Dealer, Corporate & Securities, Corporate Governance, Securities & SEC Regulation | | Online Media Type: | | Audio | | Production Date: | | 12/17/2013 12:00 PM EST | | Level: | | Intermediate | | Category: | | Standard | | Duration: | | 1 Hours, 0 Minutes | | Online Format: | | Live | | Course Type: | | Public |
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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.
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| • | Katayun I. Jaffari - Partner - Ballard Spahr LLP, Philadelphia | • | Debbie A. Klis - Of Counsel - Ballard Spahr LLP, Bethesda |
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