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Program Details
On Demand

Best Practices for Preparing For, and Responding to, Whistleblower Complaints



Content Partner:  Celesq AttorneysEd Center
Price: $200.00*

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Description: The increased visibility of whistleblower programs has been one of the biggest developments in government investigations practice over the last decade. The SEC, CFTC, and DOJ all provide robust incentives whistleblowers to reported perceived misconduct, with recent awards reaching eight figures. This program will discuss how companies can be best prepared to respond to potential whistleblower activity, including by providing practical tips for pressure-testing an internal reporting system and evaluating the effectiveness of that system, as well as staying compliant with anti-retaliation laws and related legal-ethics concerns.
 
Presenter Bios (to be included with description of program)
 
Brendan Quigley is a former federal prosecutor in the Southern District of New York and an experienced trial lawyer. He represents organizations and individuals in government and internal investigations and complex civil litigation, including securities enforcement matters and matters arising under the Anti-Terrorism Act and the False Claims Act. Brendan draws on his extensive courtroom experience, his decade-plus of litigating complex cases, and judgment and tenacity first honed as a combat-arms officer in the U.S. Marine Corps to deliver the best possible results for clients.
 
Before joining Baker Botts, Brendan spent almost seven years as an Assistant United States Attorney in the Southern District of New York (SDNY), becoming a senior member of the Office's Securities and Commodities Fraud Unit and one of its most seasoned trial lawyers, trying 12 cases to verdict. Brendan also briefed or argued over ten appeals in the U.S. Court of Appeals for the Second Circuit.
 
While at the SDNY, Brendan investigated and prosecuted numerous complex and high-profile matters. These included a racketeering and securities fraud prosecution arising out of the world's largest-ever private equity insolvency, the prosecution and trial of a prominent New York media personality for securities and wire fraud, and multiple other matters involving insider trading, accounting fraud, market manipulation, and investment adviser fraud. In many of these cases, Brendan worked closely with civil regulators, including the SEC, the CFTC, and FINRA.
 
Brendan also served in the SDNY's Terrorism and International Narcotics Unit, gaining significant experience in cross-border and national-security related investigations, including matters involving cybercrime, espionage, money laundering, and foreign political corruption.
 
Kyle Clark is the firmwide Chair of the White Collar Defense and Corporate Investigations Practice at Bakr Botts. Kyle's practice focuses on white collar criminal defense and corporate investigations both in the United States and across the globe.
 
Companies and individuals facing Justice Department and SEC investigations, as well as clients facing fraud, false claims act, false statements, money laundering and FCPA allegations, rely on Kyle's experience and guidance to represent them. He also supports companies in commercial arbitration matters stemming from complex financial transactions.
 
Kyle devotes significant time to defending and advising hospitals and physicians on criminal and civil investigations led by Justice Department prosecutors, relying on his legal experience with these matters and his network of health care connections developed.
 



Practice Areas: Business Organizations & Contracts
Online Media Type: Audio
Production Date: 09/24/2021
Level: Intermediate
Category: Standard
Duration: 1 Hours, 2 Minutes
Online Format: On Demand
Course Type: Public

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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 

 

West LegalEdcenter will not provide accreditation for states not listed. 



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Credit Eligibility:
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Total Credits: 1
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Status: Reciprocal Credit Available
Expiration: 09/23/2024
Training Type: Online

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Speakers:
Brendan Quigley - Baker Botts
Kyle Clark - Baker Botts
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.


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