The SEC is expected to continue its focus on the private equity industry in 2013. In this program of particular interest to attorneys who advise private equity firms, Roger Lane and Courtney Worcester provide:
ÂÂÂ an overview of several areas that the SEC is expected to concentrate on, including valuation practices during a fundraising period; conflicts of interest; and the fiduciary duties owed by the Chief Operating Officers and Chief Financial Officers of private equity funds, and
ÂÂÂ best practices to avoid SEC scrutiny or mitigate the risks when you can't.
Presenter(s):
Roger A. Lane, Esq. is a partner with Foley & Lardner LLP where he serves as chair of the Boston Litigation Department. A member of the Securities Enforcement & Litigation and Private Equity & Venture Capital Practices and the Emerging Technologies Industry Team, he represents clients involved in complex commercial litigation, with a particular emphasis on corporate law disputes, stockholder and federal securities litigation, and related risk management issues. Mr. Lane has represented venture capital and private equity firms, their partners, early-stage and mature corporations, their directors, officers, and independent board committees, investment advisers, investment banks and underwriters, and he has handled litigation related to the federal securities laws, debt and equity financings, mergers and acquisitions, executive compensation, and other matters of corporate management and governance. He has also managed internal corporate investigations and advised clients on how to mitigate litigation risk before entering major corporate and commercial transactions. Mr. Lane has been selected for inclusion in the 2004 ÂÂÂ 2012 Massachusetts Super Lawyers® lists. He is also listed in The Best Lawyers in America and Chambers USA: AmericaÂÂÂs Leading Lawyers for Business.
Courtney Worcester, Esq. is senior counsel in the Boston office of Foley & Lardner LLP. Her practice focuses on complex commercial litigation involving corporations, venture capital and private equity firms, financial institutions and their directors and officers. She has represented clients in corporate governance, federal securities and shareholder litigation matters, including federal securities and consumer class actions, stockholder derivative litigations, and internal corporate investigations. In addition, she is experienced in diverse commercial litigation matters, ranging from contractual disputes to the protection of trade secrets, unfair competition, and other business torts. She is a member of the firm's Securities Enforcement & Litigation and Private Equity & Venture Capital Practices. Ms. Worcester has been selected for inclusion in the 2007 ÂÂÂ 2012 Massachusetts Super Lawyer ÂÂÂ Rising Stars® lists.
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