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Program Details
On Demand

NSCP 2012 National Meeting: Investment Adviser Regulatory Panel



Content Partner:  National Society of Compliance Professionals
Price: $150.00*
Member Price:  $75.00
This program is no longer available.

* Applicable Membership or Subscription discounts will be added in your shopping cart

Description: Glen P. Barrentine, of Cadwalader, Wickersham & Taft LLP, will moderate a panel discussion on Investment Adviser Regulation. He will be accompanied by Andrew J. Bowden and Daniel Kahl, both of U.S. Securities and Exchange Commission.

Practice Areas: Corporate & Securities, Securities & SEC Regulation
Online Media Type: Video
Production Date: 10/22/2012
Level: Intermediate
Category: Standard
Duration: 1 Hours, 29 Minutes
Online Format: On Demand
Course Type: Public

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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 

 

West LegalEdcenter will not provide accreditation for states not listed. 



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This product is intended for individual use by the named purchaser. Group viewings for online programs may be arranged for five or more attorneys within the same organization prior to viewing by emailing west.wlec-sales@thomson.com.







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Credit Eligibility:
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AK, AZ, CA, CEU, CO, HI, ME, MO, MT, ND, NH, NJ, NY-EXPER, OK, PA, VI, VT, WV
Alaska
Total Credits: 1.5
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

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Speakers:
Glen P. Barrentine - Special Counsel, Cadwalader, Wickersham & Taft LLP
Andrew J. Bowden - Associate Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission, Washington, DC
Daniel S. Kahl - U.S. Securities and Exchange Commission
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.


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