Program Details

Securities Enforcement: Recent Developments, Trial Strategies, and Getting to a Non-Prosecution Agreement

Content Partner:  Boston Bar Association
Price: $155.00*
Member Price:  $125.00
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This program will include three panels featuring attorneys from the SEC, the U.S. Attorney's office, private practice, as well as a U.S. District Court judge. The panelists will review recent SEC / DOJ trends, explore strategies to take in the courtroom, and will provide helpful approaches for practitioners representing clients under investigation, when indicted, and during appeals.

Panel One: SEC/DOJ Trends and Developments
I. Criminal securities fraud enforcement by the U.S. Attorney's Office
II. Priorities and new initiatives at the SEC

Jonathan L. Kotlier, Partner, Nutter McClennen & Fish

David Bergers, Esq.; Regional Director and Acting Deputy Chief of Enforcement - Securities & Exchange Commission
Paul G. Levenson, Esq.; Chief, Economic Crimes Unit, United State Attorney's Office
Emily R. Schulman, Esq.; Partner, Wilmer Hale
Nicholas C. Theodorou, Esq.; Partner, Foley, Hoag

Panel Two: Trying Securities Cases: Can the Jury Really Get It?

Rachel Hershfang (SEC)

Hon. Douglas P. Woodlock; Judge, U. S. District Court, District of Massachusetts
John J. Falvey, Esq.; Partner, Goodwin, Procter LLP
Andrew Lelling, Esq.; U.S. Attorney's Office
Dan Tighe, Esq.; Partner, Griesinger Tighe & Maffei LLP

Panel Three:  Internal Investigations Done Right: Obtaining a Non-Prosecution Agreement and Other Ways to Protect Shareholder Value

I. Insights on the SEC's only non-prosecution agreement (In re Carter's) from audit committee counsel.
II. How to structure and conduct an internal investigation to reduce corporate exposure risk and maximize positive outcomes.
III. What government investigators expect from companies conducting internal investigations.

Ian Roffman, Esq.;  Partner, Nutter, McClennen & Fish LLP

Cynthia Young, Esq.; Chief of Criminal Division U.S. Attorney's Office, District of Massachusetts
Randall Bodner, Esq.; Partner, Ropes & Gray LLP
Stephen Huggard, Esq.; Partner, Edwards Wildman Palmer LLP
R. Daniel O'Connor, Esq.; Partner, Ropes & Gray LLP

Practice Areas: Corporate & Securities, Criminal Law & Procedure
Online Media Type: Video
Production Date: 04/04/2013 4:00 PM EDT
Level: Intermediate
Category: Standard
Duration: 3 Hours, 0 Minutes
Online Format: Live

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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 


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Total Credits: 2.75
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

Check your state requirements and get contact information.
Jonathan L. Kotlier, Esq. - Moderator; Partner, Nutter McClennen & Fish LLP
David Bergers, Esq. - Regional Director and Acting deputy Chief of Enforcement - Securities and Exchange Commission
Paul Levenson - Chief, Economic Crimes Unit, United State Attorney's Office
Emily Ruth Schulman - Partner, Wilmer Hale
Nicholas Theodorou - Partner, Foley Hoag LLP
Rachel E. Hershfang - Moderator; (SEC)
Hon. Douglas P., Woodlock - Judge, U.S. District Court, District of Massachusetts
John J. Falvey, Jr. - Goodwin Procter LLP
Andrew Lelling, Esq. - U.S. Attorney's Office
Dan Tighe, Esq. - Partner, Griesinger Tighe & Maffei LLP
Ian Roffman - Moderator; Partner, Nutter McClennen & Fish LLP
Cynthia Young, Esq. - Chief of Criminal Division U.S. Attorney's Office, District of Massachusetts
Randall Bodner, Esq. - Partner, Ropes & Gray LLP
Stephen G. Huggard, Esq. - Partner, Edwards Wildman Palmer LLP
R. Daniel O'Connor - Ropes & Gray LLP
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.

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