Program Details
On Demand

The New Whistleblower Regime under Dodd-Frank: The first 18 months

Content Partner:  Boston Bar Association
Mobile Compatible
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Price: $155.00*
Member Price:  $125.00
This program is no longer available.

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Section 21F of the Securities Exchange Act of 1934, adopted under Section 922 of the Dodd-Frank Act, was signed into law by President Obama on July 21, 2010. Section 21F creates financial incentives and provides increased protection for whistleblowers who voluntarily provide to the Securities and Exchange Commission original information that leads to successful enforcement actions against reporting Companies.

This conference provides an overview of the New SEC Whistleblower Program. The panelists address some of the unique features and policies behind the Final Rules of the New Whistleblower Program, as well as successes it has achieved, challenges it still faces, some of the early rulings that have come out and some of the questions that remain outstanding.

Specific Topics:

I. Historical Overview of Whistleblower Legislations in the U.S.

II. Legislative Background of New Whistleblower Program

III. Distinguishing Features and Policies of Final Rules of New Whistleblower Program and their Application

IV. Review of the efficacy, weaknesses, outstanding challenges, recent rulings, questions outstanding of the New Whistleblower Program (Review of the 2011-2012 Annual report from the SEC’s Office of the Whistleblower)

V. Concluding Remarks and Q&A Session

Practice Areas: Banking & Finance Law
Online Media Type: Video
Production Date: 01/14/2013
Level: Intermediate
Category: Standard
Duration: 2 Hours, 36 Minutes
Online Format: On Demand

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Purchase of this product provides online access for 180 days. If you are purchasing a live webcast, you will receive complimentary access to the on demand version for 180 days once it becomes available. Please note that the on demand and podcast versions may, or may not be accredited in your state.

If you intend to take a course for CLE credit, please make sure your state is listed in the "Accreditation" section to the upper right of the program description. Accreditation displayed is unique to the purchased program format (live conference, live webcast, on demand, podcast). Credit totals listed for live conferences are the maximum credits available. Credits issued will be based upon actual time in attendance.  Credit totals for other formats are for complete programs.  Partial credit is not available for any online or downloadable format. 


West LegalEdcenter will not provide accreditation for states not listed. 

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Total Credits: 2.5
Specialty Credits: 
Status: Reciprocal Credit Available
Expiration: N/A
Training Type: Online

West LegalEdcenter provides accreditation as described here. You may be able to self apply for credits in states not listed.

Check your state requirements and get contact information.
Jordan Andolini Thomas - Labaton Sucharow LLP
Michael D. Ricciuti - Partner, K&L Gates LLP
Mayeti Gametchu - Senior Counsel, Asset Management Unit, Securities & Exchange Commission
Luke T. Cadigan - Partner, K & L Gates LLP
This product is designed to provide information in regard to the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting, or other professional service. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.

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